SEC Form 4 · accession 0001225208-18-001610
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N. Peretz
Officer — Chief Financial Officer
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 24, 2018 | M | 921 | $134.09 | A | 24,560 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 558 | $134.09 | A | 25,118 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 331 | $134.09 | A | 25,449 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 316 | $134.09 | A | 25,765 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 315 | $134.09 | A | 26,080 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 149 | $134.09 | D | 25,931 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 167 | $134.09 | D | 25,764 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 177 | $134.09 | D | 25,587 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 268 | $134.09 | D | 25,319 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 440 | $134.09 | D | 24,879 | D | |
| Class A Common Stock | holding | — | — | — | 90 | I | Child I | |
| Class A Common Stock | holding | — | — | — | 70 | I | Child II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 331 | D | — | Jan 15, 2018 | Class A Common Stock | 331 | 0 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 315 | D | — | Jan 15, 2019 | Class A Common Stock | 315 | 314 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 316 | D | — | Jan 15, 2020 | Class A Common Stock | 316 | 630 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 921 | D | — | Jan 15, 2021 | Class A Common Stock | 921 | 2,760 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 558 | D | — | Jan 15, 2022 | Class A Common Stock | 558 | 2,236 | D |
Explanation of responses
- F1Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F2RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F3Includes 225.9104 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018.