SEC Form 4 · accession 0001225208-18-001604
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J. Barber
Officer — President, UPS International
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 24, 2018 | M | 980 | $134.09 | A | 35,190 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 691 | $134.09 | A | 35,881 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 682 | $134.09 | A | 36,564 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 606 | $134.09 | A | 37,170 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 325 | $134.09 | A | 37,495 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 173 | $134.09 | D | 37,322 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 291 | $134.09 | D | 37,031 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 331 | $134.09 | D | 36,700 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 339 | $134.09 | D | 36,361 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 470 | $134.09 | D | 35,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 325 | D | — | Jan 15, 2018 | Class A Common Stock | 325 | 0 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 682 | D | — | Jan 15, 2019 | Class A Common Stock | 682 | 682 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 691 | D | — | Jan 15, 2020 | Class A Common Stock | 691 | 1,384 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 980 | D | — | Jan 15, 2021 | Class A Common Stock | 980 | 2,937 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 24, 2018 | M | 606 | D | — | Jan 15, 2022 | Class A Common Stock | 606 | 2,425 | D |
Explanation of responses
- F1Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F2RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F3Includes 292.8977 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018.