SEC Form 4 · accession 0001225208-17-014560
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri P McClure
Officer — CHRO & SVP, Labor Relations
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 20, 2017 | G | 600 | $0.00 | D | 64,229 | D | |
| Class A Common Stock | Aug 31, 2017 | M | 11,228 | $55.83 | A | 75,516 | D | |
| Class A Common Stock | Aug 31, 2017 | M | 7,268 | $71.58 | A | 82,784 | D | |
| Class A Common Stock | Aug 31, 2017 | F | 1,315 | $114.97 | D | 81,468 | D | |
| Class A Common Stock | Aug 31, 2017 | F | 2,769 | $114.97 | D | 78,699 | D | |
| Class A Common Stock | Aug 31, 2017 | F | 4,525 | $114.97 | D | 74,174 | D | |
| Class A Common StockF1 | Aug 31, 2017 | F | 5,452 | $114.97 | D | 68,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase UPS Class A CommonF2 | $55.83 | Aug 31, 2017 | M | 11,228 | D | — | May 6, 2019 | Class A Common Stock | 11,228 | 0 | D |
| Option to Purchase UPS Class A CommonF3 | $71.58 | Aug 31, 2017 | M | 7,268 | D | — | May 7, 2018 | Class A Common Stock | 7,268 | 0 | D |
Explanation of responses
- F1Includes 93.3856 shares acquired in the Reporting Person's 401(k) account between March 15, 2017 and August 31, 2017.
- F2Securities vested at the rate of 20% annually beginning on May 6, 2010 or immediately upon retirement, death or disability.
- F3Securities vested at the rate of 20% annually beginning on May 7, 2009 or immediately upon retirement, death or disability.