SEC Form 4 · accession 0001225208-17-010513
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Abney
Officer — Chairman and CEO · Director
Period of report
May 26, 2017
Accepted (ET)
May 30, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 26, 2017 | M | 13,315 | $55.83 | A | 174,724 | D | |
| Class A Common Stock | May 26, 2017 | M | 8,619 | $71.58 | A | 183,343 | D | |
| Class A Common Stock | May 26, 2017 | F | 1,340 | $105.94 | D | 182,003 | D | |
| Class A Common Stock | May 26, 2017 | F | 3,020 | $105.94 | D | 178,983 | D | |
| Class A Common Stock | May 26, 2017 | F | 5,824 | $105.94 | D | 173,159 | D | |
| Class A Common StockF1 | May 26, 2017 | F | 7,017 | $105.94 | D | 166,142 | D | |
| Class A Common Stock | holding | — | — | — | 26,500 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase UPS Class A CommonF2 | $55.83 | May 26, 2017 | M | 13,315 | D | — | May 6, 2019 | Class A Common Stock | 13,315 | 0 | D |
| Option to Purchase UPS Class A CommonF3 | $71.58 | May 26, 2017 | M | 8,619 | D | — | May 7, 2018 | Class A Common Stock | 8,619 | 0 | D |
Explanation of responses
- F1Includes 64.3654 shares acquired in the Reporting Person's 401(k) account between March 15, 2017 and May 26, 2017.
- F2Securities vested at the rate of 20% annually beginning on May 6, 2010 or immediately upon retirement, death or disability.
- F3Securities vested at the rate of 20% annually beginning on May 7, 2009 or immediately upon retirement, death or disability.