SEC Form 4 · accession 0001225208-17-006292
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M. Gutmann
Officer — SVP, Sales & Solutions
Period of report
Mar 14, 2017
Accepted (ET)
Mar 15, 2017 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 14, 2017 | M | 4,517 | $114.64 | A | 34,320 | D | |
| Class A Common StockF1 | Mar 14, 2017 | F | 2,166 | $114.64 | D | 32,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF2,F3 | — | Mar 14, 2017 | M | 4,517 | D | Dec 31, 2016 | Dec 31, 2016 | Class A Common Stock | 4,517 | 0 | D |
Explanation of responses
- F1Includes 12.6991 shares acquired in the Reporting Person's 401(k) account between January 1, 2017 and March 14, 2017.
- F2One unit is equivalent to one share of UPS Class A Common stock.
- F3The Restricted Performance Units vested on December 31, 2016. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2017.