SEC Form 4 · accession 0001225208-17-002003
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan R. Perez
Officer — Chief Information Officer
Period of report
Jan 27, 2017
Accepted (ET)
Jan 30, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 27, 2017 | M | 341 | $114.24 | A | 27,062 | D | |
| Class A Common Stock | Jan 27, 2017 | M | 297 | $114.24 | A | 27,360 | D | |
| Class A Common Stock | Jan 27, 2017 | M | 248 | $114.24 | A | 27,608 | D | |
| Class A Common Stock | Jan 27, 2017 | M | 229 | $114.24 | A | 27,837 | D | |
| Class A Common Stock | Jan 27, 2017 | M | 226 | $114.24 | A | 28,062 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 107 | $114.24 | D | 27,955 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 119 | $114.24 | D | 27,836 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 133 | $114.24 | D | 27,703 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 140 | $114.24 | D | 27,563 | D | |
| Class A Common StockF1 | Jan 27, 2017 | F | 182 | $114.24 | D | 27,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF4,F2,F3 | — | Jan 27, 2017 | M | 341 | D | — | Jan 15, 2017 | Class A Common Stock | 341 | 0 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 27, 2017 | M | 248 | D | — | Jan 15, 2018 | Class A Common Stock | 248 | 248 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 27, 2017 | M | 229 | D | — | Jan 15, 2019 | Class A Common Stock | 229 | 457 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 27, 2017 | M | 226 | D | — | Jan 15, 2020 | Class A Common Stock | 226 | 678 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 27, 2017 | M | 297 | D | — | Jan 15, 2021 | Class A Common Stock | 297 | 1,188 | D |
Explanation of responses
- F1Includes 69.0129 shares acquired in the Reporting Person's 401(k) account between May 14, 2016 and January 26, 2017.
- F2Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F4Includes 100.8233 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 29, 2016 and January 26, 2017.