SEC Form 4 · accession 0001225208-17-002001
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri P McClure
Officer — CHRO & SVP, Labor Relations
Period of report
Jan 27, 2017
Accepted (ET)
Jan 30, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 27, 2017 | M | 1,091 | $114.24 | A | 63,455 | D | |
| Class A Common Stock | Jan 27, 2017 | M | 993 | $114.24 | A | 64,448 | D | |
| Class A Common Stock | Jan 27, 2017 | M | 744 | $114.24 | A | 65,192 | D | |
| Class A Common Stock | Jan 27, 2017 | M | 700 | $114.24 | A | 65,892 | D | |
| Class A Common Stock | Jan 27, 2017 | M | 685 | $114.24 | A | 66,577 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 329 | $114.24 | D | 66,248 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 336 | $114.24 | D | 65,912 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 355 | $114.24 | D | 65,557 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 477 | $114.24 | D | 65,080 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 557 | $114.24 | D | 64,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF3,F1,F2 | — | Jan 27, 2017 | M | 1,091 | D | — | Jan 15, 2017 | Class A Common Stock | 1,091 | 0 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 27, 2017 | M | 744 | D | — | Jan 15, 2018 | Class A Common Stock | 744 | 743 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 27, 2017 | M | 685 | D | — | Jan 15, 2019 | Class A Common Stock | 685 | 1,369 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 27, 2017 | M | 700 | D | — | Jan 15, 2020 | Class A Common Stock | 700 | 2,103 | D |
| Restricted Performance UnitsF3,F1,F2 | — | Jan 27, 2017 | M | 993 | D | — | Jan 15, 2021 | Class A Common Stock | 993 | 3,972 | D |
Explanation of responses
- F1Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F2RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F3Includes 317.6572 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 29, 2016 and January 26, 2017.
Remarks
terimcclurepoa.pdf