SEC Form 4 · accession 0001225208-16-043748
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri P McClure
Officer — CHRO & SVP, Labor Relations
Period of report
Dec 28, 2016
Accepted (ET)
Dec 29, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 15, 2016 | G | 133 | $0.00 | D | 60,694 | D | |
| Class A Common Stock | Nov 15, 2016 | G | 300 | $0.00 | D | 60,394 | D | |
| Class A Common Stock | Dec 28, 2016 | M | 9,652 | $70.90 | A | 70,059 | D | |
| Class A Common Stock | Dec 28, 2016 | F | 1,803 | $116.13 | D | 68,257 | D | |
| Class A Common StockF1 | Dec 28, 2016 | F | 5,893 | $116.13 | D | 62,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase UPS Class A Common | $70.90 | Dec 28, 2016 | M | 9,652 | D | May 10, 2012 | May 8, 2017 | Class A Common Stock | 9,652 | 0 | D |
Explanation of responses
- F1Includes 73.1486 shares acquired in the Reporting Person's 401(k) account between May 14, 2016 and December 28, 2016.