SEC Form 4 · accession 0001225208-16-032760
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Warsh
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F1,F3 | — | May 4, 2016 | J | 242 | A | — | — | Class A Common Stock | 242 | 2,577 | D |
| Restricted Stock UnitsF1,F5 | — | May 5, 2016 | A | 1,664 | A | May 5, 2016 | — | Class A Common Stock | 1,664 | 1,664 | D |
Explanation of responses
- F1One unit is equivalent to one share of UPS Class A Common stock.
- F2Acquisition of phantom stock units pursuant to Deferred Compensation Plan.
- F3The settlement date of the phantom stock generally will be the termination date of service as a director.
- F4Includes 18.1460 shares acquired in the Reporting Person's Deferred Compensation Plan account between February 9, 2016 and May 5, 2016.
- F5Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis upon separation from service with the company.