SEC Form 4 · accession 0001225208-16-029212
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R. Wallace
Officer — Senior Vice President
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase UPS Class A CommonF1 | $98.77 | Mar 2, 2016 | A | 7,275 | A | — | Mar 2, 2026 | Class A Common Stock | 7,275 | 7,275 | D |
| Restricted Stock UnitsF2 | — | Mar 2, 2016 | A | 715 | A | Jan 31, 2016 | Jan 31, 2016 | Class A Common Stock | 715 | 2,088 | D |
| Restricted Performance UnitsF3,F4 | — | Mar 4, 2016 | A | 3,988 | A | — | Jan 15, 2021 | Class A Common Stock | 3,988 | 3,988 | D |
Explanation of responses
- F1Securities vest at the rate of 20% annually beginning March 2, 2017.
- F2One unit is equivalent to one share of UPS Class A Common stock.
- F3Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F4Securities vest at the rate of 20% annually beginning January 15, 2017.