SEC Form 4 · accession 0001225208-16-025336
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri P McClure
Officer — CHRO & SVP, Labor Relations
Period of report
Jan 29, 2016
Accepted (ET)
Feb 1, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 29, 2016 | M | 1,061 | $90.04 | A | 53,284 | D | |
| Class A Common Stock | Jan 29, 2016 | M | 722 | $90.04 | A | 54,006 | D | |
| Class A Common Stock | Jan 29, 2016 | M | 680 | $90.04 | A | 54,686 | D | |
| Class A Common Stock | Jan 29, 2016 | M | 665 | $90.04 | A | 55,351 | D | |
| Class A Common Stock | Jan 29, 2016 | F | 222 | $90.04 | D | 55,129 | D | |
| Class A Common Stock | Jan 29, 2016 | F | 227 | $90.04 | D | 54,902 | D | |
| Class A Common Stock | Jan 29, 2016 | F | 235 | $90.04 | D | 54,667 | D | |
| Class A Common StockF1 | Jan 29, 2016 | F | 398 | $90.04 | D | 54,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF4,F2,F3 | — | Jan 29, 2016 | M | 1,061 | D | — | Jan 15, 2017 | Class A Common Stock | 1,061 | 1,060 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 29, 2016 | M | 722 | D | — | Jan 15, 2018 | Class A Common Stock | 722 | 1,444 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 29, 2016 | M | 665 | D | — | Jan 15, 2019 | Class A Common Stock | 665 | 1,995 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 29, 2016 | M | 680 | D | — | Jan 15, 2020 | Class A Common Stock | 680 | 2,723 | D |
Explanation of responses
- F1Includes 13.1023 shares acquired in the Reporting Person's 401(k) account between December 2, 2015 and January 28, 2016.
- F2Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F4Includes 271.4821 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 30, 2015 and January 28, 2016.