SEC Form 4 · accession 0001225208-16-025334
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Myron A Gray
Officer — Senior Vice President
Period of report
Jan 29, 2016
Accepted (ET)
Feb 1, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 8, 2016 | G | 35 | $0.00 | D | 91,932 | D | |
| Class A Common Stock | Jan 29, 2016 | M | 1,067 | $90.04 | A | 92,999 | D | |
| Class A Common Stock | Jan 29, 2016 | M | 726 | $90.04 | A | 93,725 | D | |
| Class A Common Stock | Jan 29, 2016 | M | 697 | $90.04 | A | 94,422 | D | |
| Class A Common Stock | Jan 29, 2016 | M | 675 | $90.04 | A | 95,097 | D | |
| Class A Common Stock | Jan 29, 2016 | F | 226 | $90.04 | D | 94,871 | D | |
| Class A Common Stock | Jan 29, 2016 | F | 233 | $90.04 | D | 94,638 | D | |
| Class A Common Stock | Jan 29, 2016 | F | 236 | $90.04 | D | 94,402 | D | |
| Class A Common StockF1 | Jan 29, 2016 | F | 400 | $90.04 | D | 94,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF4,F2,F3 | — | Jan 29, 2016 | M | 1,067 | D | — | Jan 15, 2017 | Class A Common Stock | 1,067 | 1,066 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 29, 2016 | M | 726 | D | — | Jan 15, 2018 | Class A Common Stock | 726 | 1,452 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 29, 2016 | M | 675 | D | — | Jan 15, 2019 | Class A Common Stock | 675 | 2,026 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 29, 2016 | M | 697 | D | — | Jan 15, 2020 | Class A Common Stock | 697 | 2,784 | D |
Explanation of responses
- F1Includes 13.7106 shares acquired in the Reporting Person's 401(k) account between December 2, 2015 and January 28, 2016.
- F2Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F4Includes 275.0327 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 30, 2015 and January 28, 2016.