SEC Form 4 · accession 0001225208-15-020170
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N. Peretz
Officer — CFO & Senior Vice President
Period of report
Oct 30, 2015
Accepted (ET)
Nov 2, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 10, 2015 | G | 20 | $0.00 | D | 18,924 | D | |
| Class A Common Stock | Jul 10, 2015 | G | 20 | $0.00 | D | 18,904 | D | |
| Class A Common Stock | Oct 30, 2015 | M | 177 | $103.80 | A | 19,128 | D | |
| Class A Common StockF1 | Oct 30, 2015 | F | 59 | $103.80 | D | 19,069 | D | |
| Class A Common Stock | Jul 10, 2015 | G | 20 | $0.00 | A | 50 | I | Child I |
| Class A Common Stock | Jul 10, 2015 | G | 20 | $0.00 | A | 30 | I | Child II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Oct 30, 2015 | M | 177 | D | — | Oct 15, 2015 | Class A Common Stock | 177 | 0 | D |
Explanation of responses
- F1Includes 48.1507 shares acquired in the Reporting Person's 401(k) account between May 16, 2015 and October 30, 2015.
- F2Represents Restricted Stock Units (RSUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RSU represents the right to receive one share of Class A common stock.
- F3RSUs vest at the rate of 20% on October 15th of each year during the vesting period.
- F4Includes 5.2443 Dividend Equivalent Units acquired in the Restricted Stock Unit Plan account between November 1, 2014 and October 30, 2015.