SEC Form 4 · accession 0001225208-15-016923
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Scott Davis
Director · Other
Period of report
Aug 13, 2015
Accepted (ET)
Aug 14, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 13, 2015 | M | 40,305 | $55.83 | A | 316,356 | D | |
| Class A Common Stock | Aug 13, 2015 | M | 26,089 | $71.58 | A | 342,445 | D | |
| Class A Common Stock | Aug 13, 2015 | F | 2,415 | $102.82 | D | 340,030 | D | |
| Class A Common Stock | Aug 13, 2015 | F | 7,727 | $102.82 | D | 332,303 | D | |
| Class A Common Stock | Aug 13, 2015 | F | 18,162 | $102.82 | D | 314,140 | D | |
| Class A Common Stock | Aug 13, 2015 | F | 21,885 | $102.82 | D | 292,255 | D | |
| Class A Common Stock | holding | — | — | — | 76,251 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase UPS Class A CommonF1 | $55.83 | Aug 13, 2015 | M | 40,305 | D | — | May 6, 2019 | Class A Common Stock | 40,305 | 0 | D |
| Option to Purchase UPS Class A CommonF2 | $71.58 | Aug 13, 2015 | M | 26,089 | D | — | May 7, 2018 | Class A Common Stock | 26,089 | 0 | D |
Explanation of responses
- F1Securities vest at the rate of 20% annually beginning on May 6, 2010.
- F2Securities vest at the rate of 20% annually beginning on May 7, 2009.