SEC Form 4 · accession 0001225208-15-009245
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Scott Davis
Director · Other
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 31, 2015 | M | 6,045 | $96.94 | A | 303,047 | D | |
| Class A Common Stock | Mar 31, 2015 | F | 2,395 | $96.94 | D | 300,652 | D | |
| Class A Common Stock | holding | — | — | — | 76,251 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2,F3 | — | Mar 31, 2015 | M | 6,045 | D | — | — | Class A Common Stock | 6,045 | 0 | D |
Explanation of responses
- F1One unit is equivalent to one share of UPS Class A Common stock.
- F2The settlement date of the phantom stock generally will be the earlier of death, disability, retirement or termination of employment.
- F3Includes 198.722 Dividend Equivalent Units acquired in the Deferred Compensation Plan account between March 12, 2014 and March 30, 2015.