SEC Form 4 · accession 0001225208-15-008029
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M. Gutmann
Officer — Senior Vice President
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 13, 2015 | M | 1,842 | $98.84 | A | 21,796 | D | |
| Class A Common Stock | Mar 13, 2015 | M | 1,789 | $98.84 | A | 23,584 | D | |
| Class A Common Stock | Mar 13, 2015 | M | 1,515 | $98.84 | A | 25,100 | D | |
| Class A Common Stock | Mar 13, 2015 | F | 506 | $98.84 | D | 24,594 | D | |
| Class A Common Stock | Mar 13, 2015 | F | 597 | $98.84 | D | 23,997 | D | |
| Class A Common StockF1 | Mar 13, 2015 | F | 615 | $98.84 | D | 23,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Mar 13, 2015 | M | 5,146 | D | Jan 31, 2015 | Jan 31, 2015 | Class A Common Stock | 5,146 | 0 | D |
Explanation of responses
- F1Includes 10.2833 shares acquired in the Reporting Person's 401(k) account between January 29, 2015 and March 13, 2015.
- F2One unit is equivalent to one share of UPS Class A Common stock.
- F3The Restricted Stock Units vested on January 31, 2015. Vested shares of Class A common stock were delivered to the reporting person on March 13, 2015.
- F4Includes 79.9526 Dividend Equivalent Units acquired in the Long Term Incentive Performance Plan account between June 12, 2014 and March 13, 2015.