SEC Form 4 · accession 0001225208-15-002817
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J McDevitt
Officer — Senior Vice President
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 26, 2015 | G | 1,092 | $0.00 | D | 79,693 | D | |
| Class A Common Stock | Jan 30, 2015 | M | 1,067 | $109.29 | A | 80,761 | D | |
| Class A Common Stock | Jan 30, 2015 | M | 727 | $109.29 | A | 81,487 | D | |
| Class A Common Stock | Jan 30, 2015 | M | 659 | $109.29 | A | 82,147 | D | |
| Class A Common Stock | Jan 30, 2015 | F | 220 | $109.29 | D | 81,927 | D | |
| Class A Common Stock | Jan 30, 2015 | F | 239 | $109.29 | D | 81,688 | D | |
| Class A Common StockF1 | Jan 30, 2015 | F | 392 | $109.29 | D | 81,296 | D | |
| Class A Common Stock | Jan 23, 2015 | J | 2,502 | $0.00 | D | 0 | I | Child I |
| Class A Common Stock | holding | — | — | — | 20,204 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF5,F3,F4 | — | Jan 30, 2015 | M | 1,067 | D | — | Jan 15, 2017 | Class A Common Stock | 1,067 | 2,136 | D |
| Restricted Performance UnitsF5,F3,F4 | — | Jan 30, 2015 | M | 727 | D | — | Jan 15, 2018 | Class A Common Stock | 727 | 2,178 | D |
| Restricted Performance UnitsF5,F3,F4 | — | Jan 30, 2015 | M | 659 | D | — | Jan 15, 2019 | Class A Common Stock | 659 | 2,639 | D |
Explanation of responses
- F1Includes 10.2867 shares acquired in the Reporting Person's 401(k) account between October 13, 2014 and January 29, 2015.
- F2Is no longer residing in the home of the reporting person.
- F3Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F4RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F5Includes 220.4029 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 28, 2014 and January 29, 2015.