SEC Form 4 · accession 0001225208-15-002795
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J. Barber
Officer — Senior Vice President
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 30, 2015 | M | 625 | $109.29 | A | 23,551 | D | |
| Class A Common Stock | Jan 30, 2015 | M | 391 | $109.29 | A | 23,942 | D | |
| Class A Common Stock | Jan 30, 2015 | M | 297 | $109.29 | A | 24,239 | D | |
| Class A Common Stock | Jan 30, 2015 | F | 115 | $109.29 | D | 24,124 | D | |
| Class A Common Stock | Jan 30, 2015 | F | 152 | $109.29 | D | 23,972 | D | |
| Class A Common StockF1 | Jan 30, 2015 | F | 207 | $109.29 | D | 23,765 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF4,F2,F3 | — | Jan 30, 2015 | M | 391 | D | — | Jan 15, 2017 | Class A Common Stock | 391 | 782 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 30, 2015 | M | 297 | D | — | Jan 15, 2018 | Class A Common Stock | 297 | 890 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 30, 2015 | M | 625 | D | — | Jan 15, 2019 | Class A Common Stock | 625 | 2,498 | D |
Explanation of responses
- F1Includes 12.0471 shares acquired in the Reporting Person's 401(k) account between October 13, 2014 and January 29, 2015.
- F2Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F4Includes 120.5259 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 28, 2014 and January 29, 2015.