SEC Form 4 · accession 0001209191-17-041619
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank P Esposito Jr.
Officer — Corporate Secretary
Period of report
Jun 21, 2017
Accepted (ET)
Jun 23, 2017 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 6,037 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2,F3 | — | Jun 21, 2017 | A | 2,200 | A | — | — | Common Shares | 2,200 | 2,200 | D |
Explanation of responses
- F1Includes approximately 137.4171 OMNOVA common shares acquired between September 15, 2016 and June 15, 2017 through the OMNOVA Solutions Inc. Employee Share Purchase Plan.
- F2Each Restricted Share Unit represents the right to receive one OMNOVA common share at vesting.
- F3The Restricted Share Units will vest on June 21, 2020, three years from the date of grant.