SEC Form 4 · accession 0001209191-17-041044
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chester W Fox
Officer — Vice President, Treasurer
Period of report
Jun 17, 2017
Accepted (ET)
Jun 20, 2017 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 17, 2017 | F | 799 | $8.75 | D | 62,759 | D | |
| Common SharesF2 | holding | — | — | — | 5,629 | I | Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares withheld, in accordance with the terms of the applicable restricted stock agreement dated June 17, 2014, to satisfy the executive's tax withholding obligation upon the vesting of the restricted shares. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).
- F2Shares held in the OMNOVA Solutions Retirement Savings Plan as of June 16, 2017 per the Plan Administrator's Records.