SEC Form 4 · accession 0001209191-17-041043
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F DeSantis
Officer — SVP Chief Financial Officer
Period of report
Jun 17, 2017
Accepted (ET)
Jun 20, 2017 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jun 17, 2017 | F | 8,213 | $8.75 | D | 76,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares withheld, in accordance with the terms of the applicable restricted stock agreement dated June 17, 2014, to satisfy the executive's tax withholding obligation upon the vesting of the restricted shares. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).
- F2Includes approximately 143.884 OMNOVA common shares acquired between February 15, 2017 and June 15, 2017 through the OMNOVA Solutions Inc. Employee Share Purchase Plan.