SEC Form 4 · accession 0001209191-17-026203
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Lemay
Officer — SVP Corp Dev Gen Counsel
Period of report
Apr 5, 2017
Accepted (ET)
Apr 7, 2017 · 10:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Apr 5, 2017 | S | 14,588 | $9.37 | D | 126,833 | D | |
| Common SharesF2 | Apr 6, 2017 | S | 18,476 | $9.34 | D | 108,357 | D | |
| Common Shares | Apr 5, 2017 | S | 1,175 | $9.20 | D | 0 | I | 401(k) Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transaction at prices ranging from $9.25 to $9.55, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transaction at prices ranging from $9.20 to $9.45, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.