SEC Form 4 · accession 0001209191-17-009852
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Austin
Officer — SVP Global Ops & Supply Chain
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 79,948 | D | ||
| Common SharesF1 | holding | — | — | — | 2,640 | I | Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2,F3 | — | Feb 9, 2017 | A | 11,300 | A | — | — | Common Shares | 11,300 | 11,300 | D |
Explanation of responses
- F1Shares held in the OMNOVA Solutions Retirement Savings Plan as of February 9, 2017 per the Plan Administrator's Records.
- F2Each Restricted Share Unit represents the right to receive one OMNOVA common share at vesting.
- F3The Restricted Share Units will vest on February 9, 2020, three years from the date of grant.