SEC Form 4 · accession 0001209191-16-149536
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Quinn
Officer — Sr. VP Chief HR Officer
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 8:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 11, 2016 | F | 8,213 | $8.70 | D | 53,887 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares withheld, in accordance with the terms of the Restricted Share Agreement dated November 12, 2013, to satisfy the executive's tax withholding obligation upon vesting of the restricted shares. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).
- F2Represents closing price on November 11, 2016 the last trading day prior to vesting of the restricted shares on November 12, 2016.