SEC Form 4 · accession 0001209191-16-143205
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F DeSantis
Officer — Sr VP Chief Financial Officer
Period of report
Sep 29, 2016
Accepted (ET)
Sep 30, 2016 · 8:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Sep 29, 2016 | P | 1,000 | $8.15 | A | 84,012 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average purchase price. These shares were acquired in multiple transactions at prices ranging from $8.15 per share to $8.18 per share, inclusive. The reporting person undertakes to provide OMNOVA Solutions Inc., any holder of OMNOVA Solutions Inc. Common Shares, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
- F2The holdings reported in Column 5 include 11.94 common shares acquired in September 2016 pursuant to the OMNOVA Solutions Inc. Employee Share Purchase Plan.