SEC Form 4 · accession 0001209191-15-004949
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas E Wenger
Officer — Sr VP & Chief Info Officer
Period of report
Jan 18, 2015
Accepted (ET)
Jan 20, 2015 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 18, 2015 | F | 6,129 | $7.47 | D | 154,785 | D | |
| Common StockF3 | holding | — | — | — | 10,546 | I | Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock withheld, in accordance with the terms of the Restricted Stock Agreement dated January 18, 2012, to satisfy the executive's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).
- F2Represents closing price on January 16, 2015 the last trading day prior to vesting of the restricted shares on January 18, 2015
- F3Shares held in the OMNOVA Solutions Retirement Savings Plan as of 1/16/2015 per the Plan Administrator's Records.