SEC Form 4 · accession 0001127602-19-002396
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F DeSantis
Officer — SVP, CFO; Treasurer
Period of report
Jan 20, 2019
Accepted (ET)
Jan 22, 2019 · 8:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | Jan 20, 2019 | F | 8,161 | $8.25 | D | 62,884 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares withheld to satisfy the reporting person's tax withholding obligation upon vesting. The deemed disposition of the withheld restricted shares is exempt pursuant to Rule 16b-3(e).
- F2The restricted shares vested on January 20, 2019, a Sunday. Accordingly, the $8.25 price per share reflects the closing price of OMNOVA Solutions Inc. Common Shares on Friday, January 18, 2019.
- F3Includes approximately 558.29 OMNOVA Solutions Inc. Common Shares acquired between February 15, 2018 and January 15, 2019 through the OMNOVA Solutions Inc. Employee Share Purchase Plan.