SEC Form 4 · accession 0001127602-18-028271
OMNOVA SOLUTIONS INC · OMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen B Falloon
Officer — General Manager, CAST
Period of report
Sep 21, 2018
Accepted (ET)
Sep 24, 2018 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Sep 21, 2018 | F | 747 | $10.25 | D | 6,938 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares withheld to satisfy the reporting person's tax withholding obligation upon vesting. The deemed disposition of the withheld restricted shares is exempt pursuant to Rule 16b-3(e).
- F2Includes approximately 573.1055 OMNOVA common shares acquired between July 15, 2017 and September 17, 2018 through the OMNOVA Solutions Inc. Employee Share Purchase Plan.