SEC Form 4 · accession 0001090009-19-000006
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rudolph G Johnstone III
Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2019 | M | 3,328 | $5.67 | A | 40,709 | D | |
| Common Stock | Mar 11, 2019 | S | 2,124 | $37.00 | D | 38,585 | D | |
| Common Stock | Mar 12, 2019 | S | 1,204 | $37.00 | D | 37,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $5.67 | Mar 11, 2019 | M | 3,328 | D | Mar 16, 2011 | Mar 16, 2020 | Common Stock | 3,328 | 0 | D |