SEC Form 4 · accession 0001090009-18-000015
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Dowling
Officer — Chief Financial Officer
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 1:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2018 | S | 1,875 | $47.00 | D | 35,432 | D | |
| Common Stock | May 10, 2018 | S | 200 | $47.15 | D | 35,232 | D | |
| Common Stock | May 10, 2018 | S | 425 | $47.10 | D | 34,807 | D | |
| Common Stock | May 10, 2018 | S | 500 | $47.104 | D | 34,307 | D | |
| Common Stock | May 14, 2018 | M | 10,000 | $13.43 | A | 44,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $13.43 | May 14, 2018 | M | 10,000 | D | Jan 21, 2015 | Jan 21, 2024 | Common Stock | 10,000 | 38,000 | D |