SEC Form 4 · accession 0001090009-18-000014
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Arthur Seaver Jr.
Officer — Chief Executive Officer · Director
Period of report
May 9, 2018
Accepted (ET)
May 10, 2018 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2018 | M | 9,983 | $5.09 | A | 43,726 | D | |
| Common Stock | May 9, 2018 | S | 3,355 | $46.85 | D | 40,371 | D | |
| Common Stock | May 9, 2018 | S | 2,983 | $46.855 | D | 37,388 | D | |
| Common Stock | May 9, 2018 | S | 1,359 | $46.90 | D | 36,029 | D | |
| Common Stock | May 9, 2018 | S | 350 | $46.95 | D | 35,679 | D | |
| Common Stock | May 9, 2018 | S | 400 | $47.00 | D | 35,279 | D | |
| Common Stock | May 9, 2018 | S | 926 | $47.05 | D | 34,353 | D | |
| Common Stock | May 9, 2018 | S | 600 | $47.055 | D | 33,753 | D | |
| Common Stock | May 9, 2018 | S | 2 | $47.15 | D | 33,751 | D | |
| Common Stock | May 9, 2018 | S | 6 | $47.25 | D | 33,745 | D | |
| Common Stock | May 9, 2018 | S | 2 | $47.30 | D | 33,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $5.09 | May 9, 2018 | M | 9,983 | D | Jan 20, 2010 | Jan 20, 2019 | Common Stock | 9,983 | 190,890 | D |