SEC Form 4 · accession 0001090009-18-000007
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Dowling
Officer — Chief Financial Officer
Period of report
Mar 5, 2018
Accepted (ET)
Mar 5, 2018 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2018 | S | 1,200 | $44.40 | D | 26,807 | D | |
| Common Stock | Mar 5, 2018 | S | 500 | $43.90 | D | 26,307 | D | |
| Common Stock | Mar 5, 2018 | M | 11,000 | $8.68 | A | 37,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $8.68 | Mar 5, 2018 | M | 11,000 | D | Jan 15, 2014 | Jan 15, 2023 | Common Stock | 11,000 | 48,000 | D |