SEC Form 4 · accession 0001090009-17-000010
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Justin Strickland
Officer — President
Period of report
Mar 2, 2017
Accepted (ET)
Mar 3, 2017 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2017 | M | 9,000 | $6.01 | A | 64,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy) | $6.01 | Mar 2, 2017 | M | 9,000 | D | Jan 7, 2013 | Jan 17, 2022 | Common Stock | 9,000 | 60,150 | D |