SEC Form 4 · accession 0001090009-16-000054
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew B Cajka Jr.
Director
Period of report
Dec 22, 2016
Accepted (ET)
Dec 27, 2016 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2016 | M | 3,328 | $5.67 | A | 11,901 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy) | $5.67 | Dec 22, 2016 | M | 3,328 | D | Jan 19, 2011 | Jan 19, 2020 | Common Stock | 3,328 | 0 | D |