SEC Form 4 · accession 0001090009-16-000051
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Dowling
Officer — CFO, EVP
Period of report
Nov 28, 2016
Accepted (ET)
Nov 28, 2016 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | M | 18,150 | $6.01 | A | 42,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $6.01 | Nov 28, 2016 | M | 18,150 | D | Jan 17, 2017 | Jan 17, 2022 | Common Stock | 18,150 | 41,000 | D |