SEC Form 4 · accession 0001090009-16-000038
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Dowling
Officer — Chief Financial Officer
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 9:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2016 | M | 6,100 | $6.53 | A | 30,014 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $6.53 | Feb 4, 2016 | M | 6,100 | D | Mar 22, 2012 | Mar 22, 2021 | Common Stock | 6,100 | 59,150 | D |