SEC Form 4 · accession 0001090009-15-000023
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Dowling
Officer — EVP, CFO
Period of report
Nov 18, 2015
Accepted (ET)
Nov 18, 2015 · 10:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2015 | M | 6,000 | $6.53 | A | 21,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (right to buy) | $6.53 | Nov 18, 2015 | M | 6,000 | D | Mar 22, 2012 | Mar 22, 2021 | Common Stock | 6,000 | 55,250 | D |