SEC Form 4 · accession 0001090009-15-000022
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Justin Strickland
Officer — President
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 13,310 | $16.30 | A | 63,438 | D | |
| Common Stock | Nov 5, 2015 | M | 6,655 | $10.14 | A | 70,093 | D | |
| Common Stock | Nov 5, 2015 | M | 9,983 | $5.09 | A | 80,076 | D | |
| Common Stock | Nov 5, 2015 | S | 573 | $22.54 | D | 79,503 | D | |
| Common Stock | Nov 5, 2015 | S | 300 | $22.52 | D | 79,203 | D | |
| Common Stock | Nov 5, 2015 | S | 185 | $22.51 | D | 79,018 | D | |
| Common Stock | Nov 5, 2015 | S | 200 | $22.50 | D | 78,818 | D | |
| Common Stock | Nov 5, 2015 | S | 1 | $22.19 | D | 78,817 | D | |
| Common Stock | Nov 5, 2015 | S | 9,690 | $22.01 | D | 69,127 | D | |
| Common Stock | Nov 5, 2015 | S | 18,999 | $22.00 | D | 50,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy) | $16.30 | Nov 3, 2015 | M | 13,310 | D | Nov 10, 2007 | Nov 10, 2016 | Common Stock | 13,310 | 92,408 | D |
| Stock options (right to buy) | $10.14 | Nov 5, 2015 | M | 6,655 | D | Jan 15, 2009 | Jan 15, 2018 | Common Stock | 6,655 | 85,753 | D |
| Stock options (right to buy) | $5.09 | Nov 5, 2015 | M | 9,983 | D | Jan 20, 2010 | Jan 20, 2019 | Common Stock | 9,983 | 75,770 | D |