SEC Form 4 · accession 0001619685-16-000006
SWK Holdings Corp · SWKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana Blair Baker
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 8:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | A | 1,489 | — | A | 7,023 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,239 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu cash compensation for his service as a director, based on the $11.10 closing price of the common stock on December 31, 2015.