SEC Form 4 · accession 0001552781-15-000824
SWK Holdings Corp · SWKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Brett Pope
Officer — CEO · Director
Period of report
Aug 18, 2015
Accepted (ET)
Aug 20, 2015 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | P | 10,000 | $1.48 | A | 373,337 | D | |
| Common Stock | Aug 19, 2015 | P | 3,750 | $1.4767 | A | 377,087 | D | |
| Common Stock | Aug 20, 2015 | P | 3,000 | $1.47 | A | 380,087 | D |
Table II — derivative securities
No Table II lines on this filing.