SEC Form 4 · accession 0001550168-17-000002
SWK Holdings Corp · SWKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Winston L Black III
Officer — Chief Executive Officer
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | P | 500 | $11.00 | A | 9,594 | D | |
| Common Stock | May 19, 2017 | P | 400 | $11.05 | A | 9,994 | D |
Table II — derivative securities
No Table II lines on this filing.