SEC Form 4 · accession 0001187788-18-000004
SWK Holdings Corp · SWKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward B Stead
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 1, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2018 | A | 250 | — | A | 19,834 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 250 shares to the Reporting Person as compensation for his services as a director, based on the $9.54 closing price of the common stock on September 28, 2018.