SEC Form 4 · accession 0001187788-17-000003
SWK Holdings Corp · SWKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward B Stead
Director
Period of report
Mar 31, 2017
Accepted (ET)
Mar 31, 2017 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | A | 1,614 | — | A | 14,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,364 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.45 closing price of the common stock on March 31, 2017.