SEC Form 4/A · accession 0001187788-15-000003
SWK Holdings Corp · SWKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Edward B Stead
Director
Period of report
Mar 31, 2015
Accepted (ET)
Jul 1, 2015 · 11:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2015 | A | 11,519 | — | A | 22,739 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,500 shares issued to the Reporting Person as compensation for his service as a director. Also includes 9,019 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu cash compensation for his service as a director, based on the $1.58 closing price of the common stock on March 31, 2015.
Remarks
The Amendment is being filed to correct the inadvertent double reporting of the same March 31, 2015, transaction.