SEC Form 5 · accession 0001209191-19-015318
GAIA, INC · GAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Maisel
Director
Period of report
Dec 31, 2018
Accepted (ET)
Mar 4, 2019 · 10:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| GAIA Class A Common Stock | Mar 22, 2018 | J | 25,000 | $15.00 | A | 25,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchased directly from the issuer in the issuer's secondary public offering