SEC Form 4/A · accession 0001209191-19-015019
GAIA, INC · GAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jirka Rysavy
Officer — Chairman · Director · 10% Owner
Period of report
Mar 22, 2018
Accepted (ET)
Mar 1, 2019 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| GAIA Class A Common StockF2,F3 | Mar 22, 2018 | J | 25,000 | $15.00 | A | 5,766,682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchased directly from the issuer in the issuer's secondary public offering
- F2Includes 5,400,000 Class A common shares obtainable upon conversion of Class B common shares.
- F3Updated to reflect 7,000 shares of Class A common stock disposed of as a gift in February 2018.