SEC Form 4/A · accession 0001209191-18-024245
GAIA, INC · GAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jaymi Bauer
Officer — CHIEF MARKETING OFFICER
Period of report
Mar 22, 2018
Accepted (ET)
Apr 6, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| GAIA Class A Common StockF1,F2 | Mar 22, 2018 | J | 2,000 | $15.00 | A | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchased directly from the issuer in the issuer's secondary public offering
- F2An additional 1,000 shares of Class A Common Stock were inadvertantly added to the reporting person's original Form 4 filed on 3/26/2018. Total purchased amount was 2,000 shares of Class A Common Stock.