SEC Form 4 · accession 0001209191-18-021605
GAIA, INC · GAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy Lee Schoppert
Director
Period of report
Mar 22, 2018
Accepted (ET)
Mar 26, 2018 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| GAIA Class A Common Stock | Mar 22, 2018 | J | 13,333 | $15.00 | A | 31,645 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchased directly from the issuer in the issuer's secondary public offering