SEC Form 4 · accession 0001209191-17-030385
GAIA, INC · GAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristin E. Frank
Director
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089872
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F2 | $11.40 | May 4, 2017 | A | 51,950 | A | — | May 4, 2027 | Class A Common Stock | 51,950 | 51,950 | D |
Explanation of responses
- F1Issued in consideration for director services.
- F2Stock option provides for vesting and exercisability of 20% per year for 5 years, commencing in 2018