SEC Form 4 · accession 0001209191-16-148495
GAIA, INC · GAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Howard Sutherland
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 4, 2016 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089872
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $7.40 | Nov 1, 2016 | A | 75,000 | A | — | Nov 1, 2016 | Class A Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Stock option provides for vesting and exercisability of 20% per year on the date of the annual shareholder meeting starting.
Remarks
Exhibit List Exhibit 24 - Power of Attorney